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Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised As of April 1 2013

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Office of the Federal Register (U.S.) is the author of 'Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised As of April 1 2013', published 2013 under ISBN 9780160917707 and ISBN 0160917700.
PUBLICATION DATE:
2013
FILE SIZE:
4,93
ISBN:
9780160917707
LANGUAGE:
ENGLISH
AUTHOR:
Office of the Federal Register (U.S.)
FORMAT:
PDF EPUB FB2
PRICE:
FREE

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised As of April 1 2013 PDF

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...alifying offers. U.S. Code; Regulations; Constitution ; x ... Code of Federal Regulations, Title 17, Commodity and ... ... . Search. Search guide. U.S. Code of Federal Regulations. Regulations most recently checked for updates: May 17, 2020 All Titles Title 17 Chapter II - SECURITIES AND EXCHANGE COMMISSION. Part 200 [§ 200.1 - § 200.800] - ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS Part 201 [§ 201.31 - § 201.1106] - RULES OF PRACTICE Part 202 [§ 202 ... Electronic Code of Federal Regulations (e-CFR) Title ... Title 17 of the Code of Federal Regulations - Wikipedia ... ... Electronic Code of Federal Regulations (e-CFR) Title 17. Commodity and Securities Exchanges; Chapter II. SECURITIES AND EXCHANGE COMMISSION; Part 240. GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934; Subjgrp 110. Suspension and Expulsion of Exchange Members; Section 240.19c-4. Governing certain listing or authorization ... Title 17 — Commodity and Securities Exchanges is composed of three volumes. The first volume containing parts 1 — 199, comprises Chapter I — Commodity Futures Trading Commission. The second volume contains Chapter II — Securities and Exchange Commission, parts 200 — 239. The third volume, comprising part 240 to end, contains the remaining regulations of the Securities and Exchange ... Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1, 2005 [Office of the Federal Register (U.S.)] on Amazon.com. *FREE* shipping on qualifying offers. Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1, 2005 Electronic Code of Federal Regulations (e-CFR) Title 17. Commodity and Securities Exchanges ; Chapter I. COMMODITY FUTURES TRADING COMMISSION; Part 1. GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT; 17 CFR Part 1 - GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT . CFR ; prev | next. Definitions (§§ 1.1 - 1.9) § 1.1 [Reserved] § 1.2 Liability of principal for act of agent. § 1.3 ... Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1, 2006 [Office of the Federal Register (U.S.)] on Amazon.com. *FREE* shipping on qualifying offers. The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal ... March 5, 2013 Title 17 Commodity and Securities Exchanges Parts 200 to 239 Revised as of April 1, 2013 Containing a codification of documents of general applicability and future effect As of April 1, 2013. Published by the Office of the Federal Register National Archives and Records Administration as a Special Edition of the Federal Register Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 200-239, Revised As of April 1, 2019, Paperback by Office of the Federal Register, ., ISBN 1641438053, ISBN-13 9781641438056, Brand New, Free shipping in the US Title 17-COMMODITY AND SECURITIES EXCHANGES DUCT AND' ETHICS; AND INFOR­ MATION AND REQUESTS Assignment of Functions fo Director of Division of Corporation Finance The Securities and Exchange CoIDlDis~ sion has amended § 200.18 of Title 17 of the Code of Federal Regulations. Th1s section relates to the assignment of func~ tIon to the Director of the Commission's Division of Corporation ... U.S. Code of Federal Regulations Regulations most recently checked for updates: May 08, 2020 All Titles Title 17 Chapter I Part 1 - GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT (a) Designation. Each futures commission merchant, swap dealer, and major swap participant shall designate an individual to serve as its chief compliance officer, and provide the chief compliance officer with the responsibility and authority to develop, in consultation with the board of directors or the senior officer, appropriate policies and procedures to fulfill the duties set forth in the ... PART 17 - REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS (§§ 17.00 - 17.04) PART 18 - REPORTS BY TRADERS (§§ 18.00 - 18.06) PART 19 - REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS AND BY MERCHANTS AND DEALERS IN COTTON (§§ 19.00 - 19.03-19.10) PART 20 - LARGE TRADER REPORTING FOR ... (v) In the case of securities and obligations used by the applicant or registrant in computing net capital, and in the case of a futures commission merchant that invests funds deposited by futures customers as defined in § 1.3, Cleared Swaps Customers as defined in § 22.1 of this chapter, and 30.7 customers as defined in § 30.1 of this chapter in securities as permitted investments under ... Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1, 2010 [Office of the Federal Register (U.S.)] on Amazon.com. *FREE* shipping on qualifying offers. Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1, 2010...